U.S. Securities and Exchange Commission building in Washington, D.C. Credit: Diego M. Radzinschi
The U.S. Securities and Exchange Commission claimed Thursday that John Paulsen, a former analyst at a brokerage firm in Birmingham, was involved in a plan to offer kickbacks to a state worker in exchange for business from the pension system.
July 27, 2018 at 11:35 AM
1 minute read
A fourth person is facing legal action over an alleged scheme to defraud the state’s pension system in exchange for gifts and entertainment to a high-ranking state employee.
The U.S. Securities and Exchange Commission claimed Thursday that John Paulsen, a former analyst at a brokerage firm in Birmingham, Alabama, was involved in a plan to offer kickbacks to the state worker in exchange for business from the pension system.
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