The state of regulatory compliance in the U.S. is a topic that prompts strong opinions. Some bristle at toughening standards and increased enforcement, while others welcome these developments as constructive. On Tuesday morning in New York City at The Wall Street Journal’s Newsmaker’s Forum, presented by Dow Jones Risk & Compliance, representatives from both sides of the regulatory equation—enforcement and business—got to share insights and best practices.
On the side of the government enforcers was Benjamin Lawsky, superintendent of Financial Services for New York State. Lawsky told the audience that he fully acknowledges that businesses, particularly financial institutions, currently exist in an era of “hyper-regulation” and “hyper-compliance.”
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