Compliance Hot Spots: New Reality for Corporate Tipsters | 'Culture Is Collective' | Lisa Rickard on GC Challenges
We've got new observations from the SEC's whistleblower chief on the state of play for corporate tipsters, and SEC Chairman Jay Clayton offers thoughts on corporate culture. Scroll down for Lisa Rickard's observations on GC challenges, and to see who got the work in some of the big new cases.
June 26, 2018 at 09:00 PM
3 minute read
Welcome to Compliance Hot Spots As always, thanks for reading, and thanks especially for the feedback. I appreciate all the tips, ideas and hearing what's on your plate. I'm at [email protected] and 202-828-0315, or follow me on Twitter @cryanbarber. 
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SEC Whistleblower Chief Cautions Tipsters About 'Rolling the Dice'
That was then. slapping down raised the question The answer came Tuesday. Jane Norberg since 2016 Not worried yet? The reality:
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Who Got the Work
Reed Smith James Martin Colin Wrabley joining trial partners Eric Dubelier Katherine Seikaly Robert Mueller III Jeff Kalinowski Bryan Cave Leighton Paisner settlement SEC alleged Jeffrey Shank Emily Rothblatt Michael Wells Ana Petrovic fined consent order Florian Drinhausen Mathias Otto Steven Reich Joseph Salama Kirkland & Ellis here Latham & Watkins a new FOIA lawsuit Andrew Prins Ryan Baasch it would take a case Wesley Hottot Bert Rein Wiley Rein represents Sidley Austin Jeffrey Green filed a brief Sidley Austin Rick Boucher Michael Borden lobbying disclosure previously been represented Reginald Brown
|Compliance Corner: SEC's Jay Clayton on Corporate Culture | Lisa Rickard on Challenges for GCs
about the challenges facing Here are some other headlines and stories that caught my attention... “Culture is collective,” SEC Chairman Jay Clayton said here more "The case of the missing 4." Wall Street Journal reports The corporate cost of cooperating just went up reports Peter Henning The next frontier of regulatory? Facial recognition. WSJ dive into how the company built out Major banks are sharing more investigative information than ever before according It's not just government agency officials. Members of Congress must also begin reporting their holdings in digital currencies here we've identified two officials Brett McIntosh Jesse Liu
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Latest Promotions & New Hires
Kathryn “Katie” Haun has joined Andreesen Horowitz Scott Fischer has joined Morgan, Lewis & Bockius Anna M. Harrington Barclays Mark Prater PriceWaterhouseCoopers Got a new hire or promotion? Shoot me a note at [email protected]. That's all for this week—and thanks for the feedback and tips.
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Who Got The Work
Michael G. Bongiorno, Andrew Scott Dulberg and Elizabeth E. Driscoll from Wilmer Cutler Pickering Hale and Dorr have stepped in to represent Symbotic Inc., an A.I.-enabled technology platform that focuses on increasing supply chain efficiency, and other defendants in a pending shareholder derivative lawsuit. The case, filed Oct. 2 in Massachusetts District Court by the Brown Law Firm on behalf of Stephen Austen, accuses certain officers and directors of misleading investors in regard to Symbotic's potential for margin growth by failing to disclose that the company was not equipped to timely deploy its systems or manage expenses through project delays. The case, assigned to U.S. District Judge Nathaniel M. Gorton, is 1:24-cv-12522, Austen v. Cohen et al.
Who Got The Work
Edmund Polubinski and Marie Killmond of Davis Polk & Wardwell have entered appearances for data platform software development company MongoDB and other defendants in a pending shareholder derivative lawsuit. The action, filed Oct. 7 in New York Southern District Court by the Brown Law Firm, accuses the company's directors and/or officers of falsely expressing confidence in the company’s restructuring of its sales incentive plan and downplaying the severity of decreases in its upfront commitments. The case is 1:24-cv-07594, Roy v. Ittycheria et al.
Who Got The Work
Amy O. Bruchs and Kurt F. Ellison of Michael Best & Friedrich have entered appearances for Epic Systems Corp. in a pending employment discrimination lawsuit. The suit was filed Sept. 7 in Wisconsin Western District Court by Levine Eisberner LLC and Siri & Glimstad on behalf of a project manager who claims that he was wrongfully terminated after applying for a religious exemption to the defendant's COVID-19 vaccine mandate. The case, assigned to U.S. Magistrate Judge Anita Marie Boor, is 3:24-cv-00630, Secker, Nathan v. Epic Systems Corporation.
Who Got The Work
David X. Sullivan, Thomas J. Finn and Gregory A. Hall from McCarter & English have entered appearances for Sunrun Installation Services in a pending civil rights lawsuit. The complaint was filed Sept. 4 in Connecticut District Court by attorney Robert M. Berke on behalf of former employee George Edward Steins, who was arrested and charged with employing an unregistered home improvement salesperson. The complaint alleges that had Sunrun informed the Connecticut Department of Consumer Protection that the plaintiff's employment had ended in 2017 and that he no longer held Sunrun's home improvement contractor license, he would not have been hit with charges, which were dismissed in May 2024. The case, assigned to U.S. District Judge Jeffrey A. Meyer, is 3:24-cv-01423, Steins v. Sunrun, Inc. et al.
Who Got The Work
Greenberg Traurig shareholder Joshua L. Raskin has entered an appearance for boohoo.com UK Ltd. in a pending patent infringement lawsuit. The suit, filed Sept. 3 in Texas Eastern District Court by Rozier Hardt McDonough on behalf of Alto Dynamics, asserts five patents related to an online shopping platform. The case, assigned to U.S. District Judge Rodney Gilstrap, is 2:24-cv-00719, Alto Dynamics, LLC v. boohoo.com UK Limited.
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