Compliance Hot Spots: New Reality for Corporate Tipsters | 'Culture Is Collective' | Lisa Rickard on GC Challenges
We've got new observations from the SEC's whistleblower chief on the state of play for corporate tipsters, and SEC Chairman Jay Clayton offers thoughts on corporate culture. Scroll down for Lisa Rickard's observations on GC challenges, and to see who got the work in some of the big new cases.
June 26, 2018 at 09:00 PM
3 minute read
SEC Whistleblower Chief Cautions Tipsters About 'Rolling the Dice'
That was then. slapping down raised the question The answer came Tuesday. Jane Norberg since 2016 Not worried yet? The reality:Who Got the Work
Reed Smith James Martin Colin Wrabley joining trial partners Eric Dubelier Katherine Seikaly Robert Mueller III Jeff Kalinowski Bryan Cave Leighton Paisner settlement SEC alleged Jeffrey Shank Emily Rothblatt Michael Wells Ana Petrovic fined consent order Florian Drinhausen Mathias Otto Steven Reich Joseph Salama Kirkland & Ellis here Latham & Watkins a new FOIA lawsuit Andrew Prins Ryan Baasch it would take a case Wesley Hottot Bert Rein Wiley Rein represents Sidley Austin Jeffrey Green filed a brief Sidley Austin Rick Boucher Michael Borden lobbying disclosure previously been represented Reginald Brown
Compliance Corner: SEC's Jay Clayton on Corporate Culture | Lisa Rickard on Challenges for GCs
about the challenges facing Here are some other headlines and stories that caught my attention... “Culture is collective,” SEC Chairman Jay Clayton said here more "The case of the missing 4." Wall Street Journal reports The corporate cost of cooperating just went up reports Peter Henning The next frontier of regulatory? Facial recognition. WSJ dive into how the company built out Major banks are sharing more investigative information than ever before according It's not just government agency officials. Members of Congress must also begin reporting their holdings in digital currencies here we've identified two officials Brett McIntosh Jesse LiuLatest Promotions & New Hires
Kathryn “Katie” Haun has joined Andreesen Horowitz Scott Fischer has joined Morgan, Lewis & Bockius Anna M. Harrington Barclays Mark Prater PriceWaterhouseCoopers Got a new hire or promotion? Shoot me a note at [email protected]. That's all for this week—and thanks for the feedback and tips.This content has been archived. It is available through our partners, LexisNexis® and Bloomberg Law.
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Who Got The Work
J. Brugh Lower of Gibbons has entered an appearance for industrial equipment supplier Devco Corporation in a pending trademark infringement lawsuit. The suit, accusing the defendant of selling knock-off Graco products, was filed Dec. 18 in New Jersey District Court by Rivkin Radler on behalf of Graco Inc. and Graco Minnesota. The case, assigned to U.S. District Judge Zahid N. Quraishi, is 3:24-cv-11294, Graco Inc. et al v. Devco Corporation.
Who Got The Work
Rebecca Maller-Stein and Kent A. Yalowitz of Arnold & Porter Kaye Scholer have entered their appearances for Hanaco Venture Capital and its executives, Lior Prosor and David Frankel, in a pending securities lawsuit. The action, filed on Dec. 24 in New York Southern District Court by Zell, Aron & Co. on behalf of Goldeneye Advisors, accuses the defendants of negligently and fraudulently managing the plaintiff's $1 million investment. The case, assigned to U.S. District Judge Vernon S. Broderick, is 1:24-cv-09918, Goldeneye Advisors, LLC v. Hanaco Venture Capital, Ltd. et al.
Who Got The Work
Attorneys from A&O Shearman has stepped in as defense counsel for Toronto-Dominion Bank and other defendants in a pending securities class action. The suit, filed Dec. 11 in New York Southern District Court by Bleichmar Fonti & Auld, accuses the defendants of concealing the bank's 'pervasive' deficiencies in regards to its compliance with the Bank Secrecy Act and the quality of its anti-money laundering controls. The case, assigned to U.S. District Judge Arun Subramanian, is 1:24-cv-09445, Gonzalez v. The Toronto-Dominion Bank et al.
Who Got The Work
Crown Castle International, a Pennsylvania company providing shared communications infrastructure, has turned to Luke D. Wolf of Gordon Rees Scully Mansukhani to fend off a pending breach-of-contract lawsuit. The court action, filed Nov. 25 in Michigan Eastern District Court by Hooper Hathaway PC on behalf of The Town Residences LLC, accuses Crown Castle of failing to transfer approximately $30,000 in utility payments from T-Mobile in breach of a roof-top lease and assignment agreement. The case, assigned to U.S. District Judge Susan K. Declercq, is 2:24-cv-13131, The Town Residences LLC v. T-Mobile US, Inc. et al.
Who Got The Work
Wilfred P. Coronato and Daniel M. Schwartz of McCarter & English have stepped in as defense counsel to Electrolux Home Products Inc. in a pending product liability lawsuit. The court action, filed Nov. 26 in New York Eastern District Court by Poulos Lopiccolo PC and Nagel Rice LLP on behalf of David Stern, alleges that the defendant's refrigerators’ drawers and shelving repeatedly break and fall apart within months after purchase. The case, assigned to U.S. District Judge Joan M. Azrack, is 2:24-cv-08204, Stern v. Electrolux Home Products, Inc.
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