Compliance Hot Spots: What's Worrying the SEC's Former Whistleblower Chief? | Uber Snags DOJ's Scott Schools | Lessons from Credit Suisse
The Securities and Exchange Commission wants to revamp its whistleblower program—there's one proposal that has the program's first director worried. Plus: What should compliance professionals take away from the Credit Suisse settlement with the SEC?
July 10, 2018 at 09:00 PM
2 minute read
Welcome to Compliance Hot Spots , our briefing on compliance, enforcement and government affairs. The Securities and Exchange Commission wants to revamp its whistleblower program—there's one proposal that has the program's first director worried. Plus: What should compliance professionals take away from the Credit Suisse settlement with the SEC? And scroll down to dive into the financial disclosure of Manhattan's top federal prosecutor. [email protected] @cryanbarber |
What's Worrying the SEC's Former Whistleblower Chief?
plan to revamp its program Phillips & Cohen Sean McKessy Andrew Ceresney said
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Compliance Reading: Lessons from Credit Suisse | Geoffrey Berman's Financial Disclosure
Cahill Gordon & Reindel Anirudh Bansal The bank paid a $47 million penalty More reading from Corporate Counsel: Key Compliance Lesson From Credit Suisse: Actions Speak Louder Than Words. Here's one takeaway: Julie Myers Wood Geoffrey Berman Greenberg Traurig to his financial disclosure New York Law Journal] Morgan, Lewis & Bockius David Miller McDermott Will & Emery Fredric Firestone this story Nicholas Wittner named Corporate Counsel
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New Hires & Promotions: Uber Gets Schools
Scott Schools is joining Margaret Peterlin reports David McAtee Robert Quinn retired amid scrutiny Pete MIchaels Greenberg Traurig Mintz, Levin, Cohn, Ferris, Glovsky and Popeo told Tatiana Martins Davis, Polk & Wardwell New York Law Journal Jonathan Urban LinkedIn page
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