Compliance Hot Spots: What's Worrying the SEC's Former Whistleblower Chief? | Uber Snags DOJ's Scott Schools | Lessons from Credit Suisse
The Securities and Exchange Commission wants to revamp its whistleblower program—there's one proposal that has the program's first director worried. Plus: What should compliance professionals take away from the Credit Suisse settlement with the SEC?
July 10, 2018 at 09:00 PM
2 minute read
What's Worrying the SEC's Former Whistleblower Chief?
plan to revamp its program Phillips & Cohen Sean McKessy
Andrew Ceresney said 
Compliance Reading: Lessons from Credit Suisse | Geoffrey Berman's Financial Disclosure
Cahill Gordon & Reindel Anirudh Bansal The bank paid a $47 million penalty More reading from Corporate Counsel: Key Compliance Lesson From Credit Suisse: Actions Speak Louder Than Words. Here's one takeaway: Julie Myers Wood Geoffrey Berman Greenberg Traurig to his financial disclosure New York Law Journal] Morgan, Lewis & Bockius David Miller McDermott Will & Emery Fredric Firestone this story Nicholas Wittner named Corporate CounselNew Hires & Promotions: Uber Gets Schools
Scott Schools is joining Margaret Peterlin reports David McAtee Robert Quinn retired amid scrutiny Pete MIchaels Greenberg Traurig Mintz, Levin, Cohn, Ferris, Glovsky and Popeo told Tatiana Martins Davis, Polk & Wardwell New York Law Journal Jonathan Urban LinkedIn pageThis content has been archived. It is available through our partners, LexisNexis® and Bloomberg Law.
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Who Got The Work
J. Brugh Lower of Gibbons has entered an appearance for industrial equipment supplier Devco Corporation in a pending trademark infringement lawsuit. The suit, accusing the defendant of selling knock-off Graco products, was filed Dec. 18 in New Jersey District Court by Rivkin Radler on behalf of Graco Inc. and Graco Minnesota. The case, assigned to U.S. District Judge Zahid N. Quraishi, is 3:24-cv-11294, Graco Inc. et al v. Devco Corporation.
Who Got The Work
Rebecca Maller-Stein and Kent A. Yalowitz of Arnold & Porter Kaye Scholer have entered their appearances for Hanaco Venture Capital and its executives, Lior Prosor and David Frankel, in a pending securities lawsuit. The action, filed on Dec. 24 in New York Southern District Court by Zell, Aron & Co. on behalf of Goldeneye Advisors, accuses the defendants of negligently and fraudulently managing the plaintiff's $1 million investment. The case, assigned to U.S. District Judge Vernon S. Broderick, is 1:24-cv-09918, Goldeneye Advisors, LLC v. Hanaco Venture Capital, Ltd. et al.
Who Got The Work
Attorneys from A&O Shearman has stepped in as defense counsel for Toronto-Dominion Bank and other defendants in a pending securities class action. The suit, filed Dec. 11 in New York Southern District Court by Bleichmar Fonti & Auld, accuses the defendants of concealing the bank's 'pervasive' deficiencies in regards to its compliance with the Bank Secrecy Act and the quality of its anti-money laundering controls. The case, assigned to U.S. District Judge Arun Subramanian, is 1:24-cv-09445, Gonzalez v. The Toronto-Dominion Bank et al.
Who Got The Work
Crown Castle International, a Pennsylvania company providing shared communications infrastructure, has turned to Luke D. Wolf of Gordon Rees Scully Mansukhani to fend off a pending breach-of-contract lawsuit. The court action, filed Nov. 25 in Michigan Eastern District Court by Hooper Hathaway PC on behalf of The Town Residences LLC, accuses Crown Castle of failing to transfer approximately $30,000 in utility payments from T-Mobile in breach of a roof-top lease and assignment agreement. The case, assigned to U.S. District Judge Susan K. Declercq, is 2:24-cv-13131, The Town Residences LLC v. T-Mobile US, Inc. et al.
Who Got The Work
Wilfred P. Coronato and Daniel M. Schwartz of McCarter & English have stepped in as defense counsel to Electrolux Home Products Inc. in a pending product liability lawsuit. The court action, filed Nov. 26 in New York Eastern District Court by Poulos Lopiccolo PC and Nagel Rice LLP on behalf of David Stern, alleges that the defendant's refrigerators’ drawers and shelving repeatedly break and fall apart within months after purchase. The case, assigned to U.S. District Judge Joan M. Azrack, is 2:24-cv-08204, Stern v. Electrolux Home Products, Inc.
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