Compliance Hot Spots: DOJ Officials Offer Compliance Advice + White-Collar Focus Ups Pressure on In-House Counsel + Who Got the Work
A Justice Department official offered insight into the Justice Department's evaluation of corporate compliance programs during a panel discussion with white-collar defense lawyers.
June 22, 2022 at 05:19 PM
10 minute read
Compliance Hot Spots
Welcome to Compliance Hot Spots, our weekly snapshot on white-collar, regulatory and compliance news and trends. Today, a look at how DOJ is assessing corporate compliance programs, plus Gibson Dunn represents Meta in a first-of-its-kind settlement with DOJ over advertising discrimination and a member of former Attorney General William Barr's Jan. 6 legal team is on the move. Please get in touch with tips and feedback. Contact me at [email protected] and @AGoudsward on Twitter.
compliance puzzle 'Have Someone Answer the Hotline,' And Other Advice from Compliance Pros
If your company is going to set up a hotline for employees to report possible corporate misconduct, it's probably a good idea to have someone pick up the phone when the government calls to test it out.
That was just one piece of compliance advice given out Wednesday as the Women's White Collar Defense Association convened compliance professionals from the government and private sector for a discussion that was held jointly in Washington, D.C., and London.
Vanessa Sisti, an assistant chief in the FCPA unit of DOJ's fraud section who is detailed to the Serious Fraud Office in the U.K., told the audience she has encountered companies that advertise an employee hotline, only to find no one answers the phone when she calls as part of a compliance review.
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Who Got The Work
J. Brugh Lower of Gibbons has entered an appearance for industrial equipment supplier Devco Corporation in a pending trademark infringement lawsuit. The suit, accusing the defendant of selling knock-off Graco products, was filed Dec. 18 in New Jersey District Court by Rivkin Radler on behalf of Graco Inc. and Graco Minnesota. The case, assigned to U.S. District Judge Zahid N. Quraishi, is 3:24-cv-11294, Graco Inc. et al v. Devco Corporation.
Who Got The Work
Rebecca Maller-Stein and Kent A. Yalowitz of Arnold & Porter Kaye Scholer have entered their appearances for Hanaco Venture Capital and its executives, Lior Prosor and David Frankel, in a pending securities lawsuit. The action, filed on Dec. 24 in New York Southern District Court by Zell, Aron & Co. on behalf of Goldeneye Advisors, accuses the defendants of negligently and fraudulently managing the plaintiff's $1 million investment. The case, assigned to U.S. District Judge Vernon S. Broderick, is 1:24-cv-09918, Goldeneye Advisors, LLC v. Hanaco Venture Capital, Ltd. et al.
Who Got The Work
Attorneys from A&O Shearman has stepped in as defense counsel for Toronto-Dominion Bank and other defendants in a pending securities class action. The suit, filed Dec. 11 in New York Southern District Court by Bleichmar Fonti & Auld, accuses the defendants of concealing the bank's 'pervasive' deficiencies in regards to its compliance with the Bank Secrecy Act and the quality of its anti-money laundering controls. The case, assigned to U.S. District Judge Arun Subramanian, is 1:24-cv-09445, Gonzalez v. The Toronto-Dominion Bank et al.
Who Got The Work
Crown Castle International, a Pennsylvania company providing shared communications infrastructure, has turned to Luke D. Wolf of Gordon Rees Scully Mansukhani to fend off a pending breach-of-contract lawsuit. The court action, filed Nov. 25 in Michigan Eastern District Court by Hooper Hathaway PC on behalf of The Town Residences LLC, accuses Crown Castle of failing to transfer approximately $30,000 in utility payments from T-Mobile in breach of a roof-top lease and assignment agreement. The case, assigned to U.S. District Judge Susan K. Declercq, is 2:24-cv-13131, The Town Residences LLC v. T-Mobile US, Inc. et al.
Who Got The Work
Wilfred P. Coronato and Daniel M. Schwartz of McCarter & English have stepped in as defense counsel to Electrolux Home Products Inc. in a pending product liability lawsuit. The court action, filed Nov. 26 in New York Eastern District Court by Poulos Lopiccolo PC and Nagel Rice LLP on behalf of David Stern, alleges that the defendant's refrigerators’ drawers and shelving repeatedly break and fall apart within months after purchase. The case, assigned to U.S. District Judge Joan M. Azrack, is 2:24-cv-08204, Stern v. Electrolux Home Products, Inc.
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