Former FINRA Exec and Chief Counsel Susan Light Joins Katten in NY
Light's career at FINRA spanned 30 years, multiple economic cycles and a bevy of financial scandals.
October 01, 2018 at 06:00 AM
3 minute read
Susan Light, who was senior vice president and chief counsel of the Financial Industry Regulatory Authority Inc. in its enforcement division until July, joined Katten Muchin Rosenman as a partner in its New York offices on Monday.
Light, whose career at FINRA spanned 30 years and several economic cycles, will advise broker-dealers, hedge funds, investment banks and other financial service companies on matters concerning the U.S. Securities and Exchange Commission and other federal and state regulators, as well as financial self-regulatory organizations, including FINRA.
Light said she loved her job at FINRA, but “after 30 years, I really wanted to do something different.” She added: “I thought long and hard about it and decided I wanted another career, one that brings my experience and knowledge to help clients navigate regulatory issues.”
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