Italian Bank UniCredit to Pay $1.3 Billion Over US and NY Sanctions Probes
The settlements bring to an end investigations that have been ongoing since at least 2011.
April 15, 2019 at 06:10 PM
2 minute read
Three European banks that are part of Italy's UniCredit group have agreed to pay $1.3 billion to resolve charges by federal and state finance regulators and prosecutors to end an investigation that found they had routed hundreds of millions of dollars involving sanctioned entities in Iran and elsewhere.
Authorities announced Monday that UniCredit SpA, its German subsidiary UniCredit Bank AG and UniCredit Bank Austria have agreed to pay $405 million to the New York State Department of Financial Services, $316 million to the Manhattan District Attorney, $158 million to the Federal Reserve and hundreds of millions more to federal prosecutors and regulators. The banks also agreed to improve their monitoring and compliance efforts.
The sanctions resolve allegations dating back to the early 2000s that they helped entities in Iran and other sanctioned countries, like Cuba and Libya, conduct commerce in U.S. dollars even though they were supposed to be denied access to the U.S. financial system. Senior managers at the banks actively schemed to flout the sanctions, authorities found, with one team leader warning of “unpleasant consequences” if his colleagues slipped up.
“The integrity of our financial system requires financial institutions to comply with our laws, and UCB AG willfully failed to do so,” assistant attorney general Brian Benczkowski of the Justice Department's Criminal Division said in a statement. “Today's guilty plea and $1.3 billion penalty are just punishments for undermining U.S. sanctions and putting our financial system at risk.”
UniCredit SpA, the parent company, was represented by Shearman & Sterling. UCB AG, as the German unit is called, was represented by Clifford Chance. The Austrian unit is represented by Skadden, Arps, Slate, Meagher & Flom.
The Manhattan District Attorney's office said its investigation of UniCredit's compliance with U.S. sanctions began with its investigation of Islamic Republic of Iran Shipping Lines, an entity sanctioned for its alleged role in the country's nuclear program that the DA's office indicted in 2011.
“We never stopped following the money,” district attorney Cyrus Vance said in a statement.
UniCredit said in a statement that it cooperated with the investigations and said its subsidiary banks “remain committed to continued cooperation with regulators globally.”
This content has been archived. It is available through our partners, LexisNexis® and Bloomberg Law.
To view this content, please continue to their sites.
Not a Lexis Subscriber?
Subscribe Now
Not a Bloomberg Law Subscriber?
Subscribe Now
NOT FOR REPRINT
© 2024 ALM Global, LLC, All Rights Reserved. Request academic re-use from www.copyright.com. All other uses, submit a request to [email protected]. For more information visit Asset & Logo Licensing.
You Might Like
View AllCovington, Steptoe Form New Groups Amid Demand in Regulatory, Enforcement Space
4 minute readConsumer Finance Law Enforcer Takes Private Practice Job at Morgan Lewis
With 'Fractional' C-Suite Advisers, Midsize Firms Balance Expertise With Expense
4 minute readTrending Stories
Who Got The Work
Michael G. Bongiorno, Andrew Scott Dulberg and Elizabeth E. Driscoll from Wilmer Cutler Pickering Hale and Dorr have stepped in to represent Symbotic Inc., an A.I.-enabled technology platform that focuses on increasing supply chain efficiency, and other defendants in a pending shareholder derivative lawsuit. The case, filed Oct. 2 in Massachusetts District Court by the Brown Law Firm on behalf of Stephen Austen, accuses certain officers and directors of misleading investors in regard to Symbotic's potential for margin growth by failing to disclose that the company was not equipped to timely deploy its systems or manage expenses through project delays. The case, assigned to U.S. District Judge Nathaniel M. Gorton, is 1:24-cv-12522, Austen v. Cohen et al.
Who Got The Work
Edmund Polubinski and Marie Killmond of Davis Polk & Wardwell have entered appearances for data platform software development company MongoDB and other defendants in a pending shareholder derivative lawsuit. The action, filed Oct. 7 in New York Southern District Court by the Brown Law Firm, accuses the company's directors and/or officers of falsely expressing confidence in the company’s restructuring of its sales incentive plan and downplaying the severity of decreases in its upfront commitments. The case is 1:24-cv-07594, Roy v. Ittycheria et al.
Who Got The Work
Amy O. Bruchs and Kurt F. Ellison of Michael Best & Friedrich have entered appearances for Epic Systems Corp. in a pending employment discrimination lawsuit. The suit was filed Sept. 7 in Wisconsin Western District Court by Levine Eisberner LLC and Siri & Glimstad on behalf of a project manager who claims that he was wrongfully terminated after applying for a religious exemption to the defendant's COVID-19 vaccine mandate. The case, assigned to U.S. Magistrate Judge Anita Marie Boor, is 3:24-cv-00630, Secker, Nathan v. Epic Systems Corporation.
Who Got The Work
David X. Sullivan, Thomas J. Finn and Gregory A. Hall from McCarter & English have entered appearances for Sunrun Installation Services in a pending civil rights lawsuit. The complaint was filed Sept. 4 in Connecticut District Court by attorney Robert M. Berke on behalf of former employee George Edward Steins, who was arrested and charged with employing an unregistered home improvement salesperson. The complaint alleges that had Sunrun informed the Connecticut Department of Consumer Protection that the plaintiff's employment had ended in 2017 and that he no longer held Sunrun's home improvement contractor license, he would not have been hit with charges, which were dismissed in May 2024. The case, assigned to U.S. District Judge Jeffrey A. Meyer, is 3:24-cv-01423, Steins v. Sunrun, Inc. et al.
Who Got The Work
Greenberg Traurig shareholder Joshua L. Raskin has entered an appearance for boohoo.com UK Ltd. in a pending patent infringement lawsuit. The suit, filed Sept. 3 in Texas Eastern District Court by Rozier Hardt McDonough on behalf of Alto Dynamics, asserts five patents related to an online shopping platform. The case, assigned to U.S. District Judge Rodney Gilstrap, is 2:24-cv-00719, Alto Dynamics, LLC v. boohoo.com UK Limited.
Featured Firms
Law Offices of Gary Martin Hays & Associates, P.C.
(470) 294-1674
Law Offices of Mark E. Salomone
(857) 444-6468
Smith & Hassler
(713) 739-1250