U.S. Securities and Exchange Commission in Washington. Photo: Diego M. Radzinschi/ALM Private Fund Advisers Still on SEC's Radar Despite Vacated Rule
The agency "could increase enforcement actions based on the rules that they already have on their books," said Teresa Goody Guillen, a partner at Baker & Hostetler.
July 30, 2024 at 01:10 PM
4 minute read
Regulation
The original version of this story was published on National Law Journal
The U.S. Securities and Exchange Commission will continue to oversee private fund advisers through examinations and enforcement efforts despite a federal appeals court striking down the agency rule regulating the space, securities lawyers said this week.
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