Davis Polk, Sidley, Foley, Milbank, Wilmer, King & Spalding and other firms were defense counsel for 26 broker-dealers, corporate insiders and others for widespread recordkeeping failures.
August 15, 2024 at 05:00 AM
3 minute read
The original version of this story was published on National Law Journal
At least nine large law firms drew work from the Securities and Exchange Commission’s latest enforcement action this week against 26 broker-dealers, corporate insiders and others for widespread recordkeeping failures.
Davis Polk & Wardwell; Sidley Austin; Foley & Lardner; Milbank; Wilmer Cutler Pickering Hale and Dorr; King & Spalding; K&L Gates; Schulte Roth & Zabel; and Morgan, Lewis & Bockius were among the firms listed as defense counsel for the 26 charged firms.
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