Alexander Schwartz

Alexander Schwartz

December 13, 2023 | New York Law Journal

SEC Amends 13D, But Loopholes Remain

On Oct. 10, 2023, the SEC adopted rule amendments to Schedule 13D/13G reporting of beneficial ownership. This article identifies what the authors feel are "certain information asymmetries" in the rules.

By Sarah Heaton Concannon and Alexander Schwartz

10 minute read