Andrew St Laurent

March 26, 2021 | New York Law Journal

Corporations need to take a close look at their compliance programs, making sure that these programs are delivering, not just promising, real oversight.

By Andrew St. Laurent

8 minute read

August 26, 2020 | New York Law Journal

One year on from the U.S. Supreme Court's surprising 'Lorenzo' decision, lower courts have embraced both its main holding as well as the decision's more expansive view of fraud under Rule 10b5.

By Andrew St. Laurent

8 minute read

June 29, 2020 | New York Law Journal

For the commercial litigator, their first foray into the world of enforcement actions brought by the Financial Industry Regulatory Authority can be disorienting.

By Andrew St. Laurent

8 minute read