Ben Bain

March 15, 2022 | Daily Business Review

Lee, who has been a commissioner since 2019, served as acting chair of the agency last year during a period of wild trading in GameStop Corp. and other meme stocks that prompted calls for more rules.

By Ben Bain

2 minute read

February 25, 2019 | ThinkAdvisor

The settlement required him to seek pre-approval for social media posts and other communication that would be material to the company or investors.

By Bob Van Voris, Matt Robinson and Ben Bain

2 minute read

February 20, 2019 | ThinkAdvisor

The regulator aims to boost companies' ability to gauge interest from large investors before initial public offerings.

By Ben Bain

2 minute read