Brandon Wong
March 29, 2024 | New York Law Journal
Out of the Shadows: SEC Test Case To Bring 'Shadow Trading' Into LightThe SEC is now at trial in an enforcement action against former biopharma executive Matthew Panuwat related to "shadow trading" activities. The trial will not only be the first major test of the SEC's "shadow trading" legal theory before a jury, but will also have significant ramifications for in-house counsel and compliance teams on how to train their employees on trading practices.
By Adrienne D. Gurley, Matthew T. Murphy and Brandon Wong
9 minute read
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