Dan Chaudoin Daniel Kearney Zachary Brez

Dan Chaudoin Daniel Kearney Zachary Brez

December 03, 2021 | New York Law Journal

The SEC's New Approach to Neither-Admit-Nor-Deny Policy May Not Be So New After All

The SEC's newly appointed Director of the Division of Enforcement, Gurbir Grewal, recently announced a potentially significant change to the policy, indicating that the SEC will require admissions in certain matters.

By Dan Chaudoin, Daniel Kearney, Zachary Brez and William Osberghaus

7 minute read