Dixie L Johnson

August 15, 2017 | Corporate Counsel

In reference to Kokesh, most commentators have focused on the five-year limitations period, which certainly carries important ramifications for the SEC. But as we describe here, the Supreme Court's ruling that "SEC disgorgement constitutes a penalty" has more far-reaching ramifications.

By Dixie L. Johnson and M. Alexander Koch

16 minute read

May 04, 2015 | Corporate Counsel

Companies should be on alert that governmental regulator house calls, in the form of audits and examinations concerning cybersecurity, will only continue to increase.

By Dixie L. Johnson and Ehren K. Halse

10 minute read

May 04, 2015 | Corporate Counsel

Companies should be on alert that governmental regulator house calls, in the form of audits and examinations concerning cybersecurity, will only continue to increase.

By Dixie L. Johnson and Ehren K. Halse

10 minute read

December 23, 2004 | Law.com

By Dixie L. Johnson

2 minute read