Dominique Rioux

December 13, 2024 | New York Law Journal

Even in areas in which enforcement is likely to substantially diminish—such as crypto or environmental, social, and governance (ESG) disclosures—the SEC will likely still have interest when there are concrete allegations of fraud or investor harm. One notable change, however, is that the SEC may be less likely to support enforcement based on technical violations of the federal securities laws that lack intentionality or specific underlying harm.

By Lisa Bebchick and Helen Gugel and Amish Shah and Dominique Rioux

12 minute read