Emily Zulz
Emily joined the ThinkAdvisor team as a reporter in the summer of 2014. She previously worked as a reporter for The Daily Journal in Kankakee, Illinois for a year and as a reporter and editor for The Daily Eastern News in Charleston, Illinois for two and a half years. Prior to joining ThinkAdvisor, Emily worked on Groupon’s editorial team in Chicago as a fact checker for three years. She graduated cum laude with a BA in journalism from Eastern Illinois University, and she has been the recipient of two journalism awards for her news reporting at daily newspapers.
May 07, 2019 | ThinkAdvisor
Raymond James CEO Opposes State Fiduciary StandardsPaul Reilly explained how regulatory pressures—and state fiduciary laws in particular—are advisors' biggest concerns.
By Emily Zulz
3 minute read
March 14, 2019 | The American Lawyer
The Finance Industry, Like Legal, Struggles With Gender EquityThe finance and legal industries are in the same boat when it comes to the number of women among their ranks.
By Emily Zulz
3 minute read
March 01, 2019 | ThinkAdvisor
SEC Charges Movie Director, Music Producer With Bilking Investors: EnforcementSEC also announced a settlement in a fraud case against a former Morgan Stanley investment advisor.
By Emily Zulz
7 minute read
January 16, 2019 | ThinkAdvisor
What's Worrying JPMorgan's Dimon? Bad PolicyDimon stressed the need for more compromise in government during a conversation at the Economic Club of New York.
By Emily Zulz
3 minute read
November 20, 2018 | ThinkAdvisor
Morgan Stanley Unveils New Advisory PlatformWealthDesk consolidates many applications and will likely be advisors' preferred way to operate in the future, an exec says.
By Emily Zulz
3 minute read
November 09, 2018 | ThinkAdvisor
SEC Charges Advisor With Scamming Elderly Out of Millions: EnforcementIn another SEC action, Citibank N.A. agreed to pay $38.7 million to settle charges of improper handling of 'pre-released' ADRs.
By Emily Zulz
6 minute read
October 12, 2018 | ThinkAdvisor
Advisor Sentenced to Over 6 Years in Prison: EnforcementAlso, an advisor convicted of burglary and menacing by stalking faces an interim suspension of his CFP mark.
By Emily Zulz
6 minute read
September 07, 2018 | Daily Business Review
Ex-Raymond James Branch Manager in South Florida Fined for Role in EB-5 Ski Resort FraudThe former Coral Gables branch manager was accused of helping his then-father-in-law fleece foreign investors in a project touted as a major economic step forward for a rural section of Vermont.
By Emily Zulz
3 minute read
December 08, 2016 |
SEC Enforcement Director Andrew Ceresney to Leave AgencyAndrew Ceresney, the U.S. Securities and Exchange Commission enforcement director, will leave the agency by the end of the year, the SEC said Thursday.
By Emily Zulz
9 minute read
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