Fizza Khan

March 01, 2024 | New York Law Journal

This articles discusses the SEC's proposed cybersecurity rules and their potential impact on registered investment advisors. The authors also provide tips on how to protect against cybersecurity risks for private fund managers, broker/dealers and registered investment advisory firms.

By Fizza Khan and Kyle Blair

8 minute read

October 04, 2023 | New York Law Journal

Regulation by enforcement continues, but SEC enforcement actions are now being brought against exchanges without evidence of fraud or wrongdoing. Is the SEC overstepping its regulatory oversight of digital assets?

By Fizza Khan and Tyler Schoenberg

8 minute read

March 31, 2022 | National Law Journal

Luckily, due to advancements in technology, most industries were able to pivot to this "new normal" with relative ease, relying on email, video conferencing, instant messaging platforms and newer applications such as WhatsApp to stay in front of clients and conduct business.

By Fizza Khan and Nicholas Nunez

10 minute read

April 01, 2021 | National Law Journal

The importance of understanding CCO liability in the investment management industry.

By Fizza Khan

5 minute read

October 25, 2019 | New York Law Journal

The widespread adoption of ESG is forcing private equity firms to rewrite the rules of deal due diligence.

By Trysha Daskam and Fizza Khan

9 minute read