Helgi Walker Barry Goldsmith Jonathan Seibald

Helgi Walker Barry Goldsmith Jonathan Seibald

August 20, 2020 | National Law Journal

Aggressive SEC Enforcement Actions Could Limit Small Business Recovery Resources

The commission's Enforcement Division has waged an overly aggressive and entirely unnecessary campaign against the very firms that provide capital and liquidity to the small businesses the SEC says it wants to help.

By Helgi Walker, Barry Goldsmith, Jonathan Seibald and Brian Richman

5 minute read