August 22, 2017 | New York Law Journal
Understanding Insurance Issues in Securities Arbitration and MediationJames Yellen, Barry R. Temkin and Atea Martin write: Insurance issues often influence the outcome of securities arbitrations and mediations, yet the workings of errors and omissions insurance is not fully understood by many lawyers, arbitrators and mediators. In fact, insurance information is generally not disclosable in securities arbitration, and is considered confidential information by many broker-dealers and insurance industry professionals.
By James Yellen, Barry R. Temkin and Atea Martin
17 minute read
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