Jared Kopel

April 01, 2019 | The Recorder

After a series of high-profile losses in recent years, the U.S. Securities and Exchange Commission finally prevailed at the Supreme Court, as the justices held that an investment banker who knowingly disseminated false statements to his clients committed securities fraud, even when the banker was not legally deemed to be the “maker” of the misstatements.

By  Jared Kopel

9 minute read

July 20, 2015 | The Recorder

The agency is focusing on the scope of the Dodd-Frank swap rules--and some new targets--writes Jared Kopel.

By Jared Kopel

9 minute read

July 20, 2015 | The Recorder

The agency is focusing on the scope of the Dodd-Frank swap rules--and some new targets--writes Jared Kopel.

By Jared Kopel

9 minute read

January 15, 2015 | The Recorder

Until Congress sets clear parameters, courts will continue to struggle with ambiguity in insider trading rules, writes Jared Kopel.

By Jared Kopel

8 minute read

January 15, 2015 | The Recorder

Until Congress sets clear parameters, courts will continue to struggle with ambiguity in insider trading rules, writes Jared Kopel.

By Jared Kopel

8 minute read

January 20, 2011 | The Recorder

Complying with investigations and other requirements may result in non-prosecution letters from the commission, explains Jared Kopel of Willson, Sonsini.

By Jared Kopel

8 minute read