January 13, 2014 | The Recorder
SEC to Underwriters: Be Aware, Assume NothingThe SEC recently made clear that, for material statements in an offering memorandum, an underwriter cannot rely on the due diligence or representations of others.
By Jared L. Kopel
9 minute read
November 21, 2013 | Law.com
In Practice: The Price of AdmissionSEC's revised settlement policies may affect your individual and company clients, advises securities attorney Jared Kopel.
By Jared L. Kopel
9 minute read
October 02, 2013 | The Recorder
In Practice: A Tale of Two (Securities) RulesDisparate treatment by the courts could be politically driven, suggests Bay Area securities attorney Jared Kopel.
By Jared L. Kopel
9 minute read
October 26, 2011 | The Recorder
Recent Holding Invites Derivative SuitsFederal court's refusal to dismiss a shareholder action following a negative say-on-pay vote may result in more of same, explains Jared L. Kopel of Wilson Sonsini.
By Jared L. Kopel
10 minute read
January 11, 2012 | The Recorder
SEC's War on Insider TradingThe commission has increased the number of prosecutions, often employing novel theories of liability, says Jared L. Kopel of Wilson Sonsini.
By Jared L. Kopel
10 minute read
May 03, 2012 | The Recorder
Cooperating With the SECRecent enforcement proceedings clarify when the commission is likely to forgo prosecution, explains Jared Kopel.
By Jared L. Kopel
8 minute read
September 18, 2013 | The Recorder
In Practice: The Latest in WhistleblowingProtections afforded by the Dodd-Frank Act are now being scrutinized by trial and appellate courts, explains securities lawyer Jared Kopel.
By Jared L. Kopel
8 minute read
July 27, 2011 | The Recorder
Say-On-Pay Votes Trigger SuitsCompany boards who approve compensation packages against shareholder recommendations risk facing derivative actions, explains Wilson Sonsini's Jared Kopel.
By Jared L. Kopel
10 minute read
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