Marianna Shafir
June 30, 2017 | Inside Counsel
FINRA’s Focus on Text and Social Communications Records: Why Investors Should CareIf you’ve ever been frustrated by a financial advisor who insists on returning your texts with emails, phone calls, meeting requests, or even actual…
By Marianna Shafir
4 minute read
June 28, 2017 | Corporate Counsel
FINRA's Focus on Text and Social Communications Records: Why Investors Should CareGiven the pace of digital transformation in the financial services industry, asking questions about your advisor's compliance and technology set-up is simply smart investing.
By Marianna Shafir
6 minute read
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