Mary P Hansen
June 05, 2013 | Inside Counsel
Regulatory: Companies should take action on employee tips in light of the SEC whistleblower programThe Dodd-Frank Wall Street Reform and Consumer Protection Act, enacted by Congress in 2010, brought significant changes to financial regulation in the U.S.
By Mary P. Hansen, William L. Carr
4 minute read
May 08, 2013 | Inside Counsel
Regulatory: SEC enters into its first NPA for FCPA violationsThe Foreign Corrupt Practices Act (FCPA) has been a focus of federal regulation and enforcement. The Securities and Exchange Commission (SEC) recently entered into its first nonprosecution agreement (NPA) for FCPA violations.
By Mary P. Hansen
9 minute read
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