Megan Rohan
April 03, 2023 | New York Law Journal
The SEC's Stacked Deck Is News to Unsuspecting 'Dealers'The SEC's expansive position on who must register as a dealer has significant consequences for investors whose activities, until recently, were widely understood as falling within an exception for traders.
By Megan Rohan and Jillian Friedmann
8 minute read
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