Mehrnaz Jalali Kevin Roggow
January 24, 2023 | The Legal Intelligencer
SEC Adopts New Approach to Rule 10b5-1's Affirmative Defense to Insider Trading and Related MattersThe amendments include mandatory cooling-off periods, director and officer certifications, restrictions on multiple overlapping 10b5-1 plans and single-transaction plans and an expanded good faith requirement.
By Mehrnaz Jalali, Kevin Roggow and Paul D. Hallgren
10 minute read
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