Melanie Waddell Thinkadvisor
December 07, 2016 | National Law Journal
DOL Fiduciary Rule Likely Delayed, Not DerailedAt MarketCounsel Summit, industry officials urge advisors, BDs to continue compliance.
By Melanie Waddell, ThinkAdvisor
5 minute read
October 26, 2016 | National Law Journal
DOL's Borzi: First Fiduciary Rule FAQs to Focus on BICEFAQs will come in waves, with initial one out 'very soon'.
By Melanie Waddell / ThinkAdvisor
8 minute read
October 21, 2016 | National Law Journal
FINRA Blasted for Not Fixing 'Broken' BrokerCheckPIABA, a group of lawyers who represents investors, says that FINRA wasted money on TV advertising pushing its 'flawed' system.
By Melanie Waddell / ThinkAdvisor
8 minute read
October 10, 2016 | National Law Journal
Under '40 Act, Robo-Advisors Are Fiduciaries: Morgan Lewis LawyersDigital advisors can meet fiduciary standards under 'flexible' principles of the Advisers Act.
By Melanie Waddell, ThinkAdvisor
12 minute read
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