Raymond J Prince
June 25, 2021 | New York Law Journal
'Liu v. SEC': One Year LaterThe limiting principles on the SEC's disgorgement power outlined in 'Liu' remain alive and well despite the National Defense Authorization Act and have opened the door for meaningful and effective challenges to proposed SEC disgorgement awards.
By Matthew G. Lindenbaum, Robert L. Lindholm and Raymond J. Prince
8 minute read
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