Riccardo Debari Brian Lanciault

Riccardo Debari Brian Lanciault

March 11, 2024 | New York Law Journal

New FINRA Rules Offer Flexibility in a Post-Pandemic World

The adoption of the rules indicates that FINRA is taking concrete steps to modernize its regulatory framework toward the more flexible environment that proved effective during the pandemic period of substantial systemic risk in the industry.

By Riccardo DeBari, Brian Lanciault and Filip Cukovic

7 minute read