Richard R Williams Jr
July 18, 2017 | New York Law Journal
'Spoofing': The SEC Calls It Manipulation, But Will Courts Agree?Michael A. Asaro and Richard R. Williams Jr. of Akin Gump Strauss Hauer & Feld write: Spoofing has clearly become a high enforcement priority for the SEC and other regulators. As a result, investment firms and broker-dealers who condone this activity, or who fail to have policies reasonably designed to prevent it, do so at their own risk.
By Michael A. Asaro and Richard R. Williams Jr.
16 minute read
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