Sarah Cave

January 24, 2018 | New York Law Journal

Applying the Proportionality Standard Under Rule 26 Against the SEC in Enforcement Proceedings

Sarah Cave and Terence Healy examine how the proportionality standard under Rule 26 can be used to limit deposition discovery of the government in enforcement proceedings brought by the U.S. Securities and Exchange Commission.

By Sarah Cave and Terence Healy

7 minute read

June 06, 2017 | New York Law Journal

U.S. Supreme Court Limits Disgorgement Claims to Five Years

Bill Maguire, Sarah Cave and Ken Katz discuss the U.S. Supreme Court's decision this week that resolved a circuit split over whether the five-year statute of limitations that applies to any "action, suit or proceeding for the enforcement of any civil fine, penalty, or forfeiture, pecuniary or otherwise," covers claims for disgorgement imposed as a sanction for violating a federal securities law.

By Bill Maguire, Sarah Cave and Ken Katz

4 minute read

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