Victor Petrescu

Victor Petrescu

April 09, 2020 | Daily Business Review

How Brokerage Firms Can Avoid Legal Liability When Hiring Their Competitors' Brokers

In 2004, a number of brokerage firms entered into an agreement that set standards for how they would treat brokers and financial advisers who left their old firms for competing firms.

By Victor Petrescu

5 minute read