• Northstar Financial Advisors Inc. v. Schwab Investments

    Publication Date: 2015-03-09
    Practice Area:
    Industry:
    Date Filed: 2015-03-09
    Court: 9th Cir.
    Judge: Lucy H. Koh, District Judge, Presiding Before: Richard R. Clifton and Carlos T. Bea, Circuit Judges, and Edward R. Korman, Senior District Judge.*
    Attorneys: For plaintiff: Robert C. Finkel (argued), Wolf Popper LLP, New York, New York; Joseph J. Tabacco, Jr., Christopher T. Heffelinger, and Anthony D. Phillips, Berman DeValerio, San Francisco, California; Marc J. Gross, Greenbaum Rowe Smith & Davis LLP, Roseland, New Jersey, for Plaintiff-Appellant.
    for defendant: Karin Kramer and Arthur M. Roberts, Quinn Emanuel Urquhart & Sullivan, LLP, San Francisco, California; Richard Schirtzer (argued), Susan R. Estrich, and B. Dylan Proctor, Quinn Emanuel Urquhart & Sullivan, LLP, Los Angeles, California, for Defendants-Appellees.

    Case Number: No. 11-17187

    Cite as 14 C.D.O.S. 2370 NORTHSTAR FINANCIAL ADVISORS INC., on behalf of itself and all others similarly situated, Plaintiff-Appellant,p clas