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Enhancing Corporate Governance with Effective Internal Investigations


Level: Intermediate
Runtime: 87 minutes
Recorded Date: June 20, 2024
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Agenda

Learning Objectives:
  • Learn how internal investigations support corporate governance with oversight, audits, whistleblowing, and regulatory compliance.
  • Create procedures to initiate, scope, manage evidence, and handle legal aspects for confidential and compliant investigations.
  • Execute interviews, involve forensic accountants, and prepare reports for Audit Committees and Regulators, especially in regulatory contexts.
  • Apply practical insights from real cases and expert advice to improve the efficiency and effectiveness of internal investigations.

For NY - Difficulty Level: Both newly admitted and experienced attorneys

Description

In today’s complex business landscape, maintaining robust corporate governance practices is paramount for ensuring transparency, accountability, and ethical conduct within organizations. One of the crucial components of effective corporate governance is the implementation of thorough and efficient internal investigations processes.

Join Matthew B. Greenblatt of FTI Consulting, Inc. and David C. Ware of Gibson, Dunn & Crutcher LLP, for this CLE program as they delve into strategies and best practices for enhancing corporate governance through effective internal investigations.

Provided By

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Panelists

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David C. Ware

Partner
Gibson, Dunn & Crutcher LLP

David C. Ware is a partner in the Washington, D.C. office of Gibson, Dunn & Crutcher. He is a member of the firm’s Securities Enforcement, Accounting Firm Advisory and Defense, and White Collar Defense and Investigations Practice Groups. Mr. Ware’s practice focuses on government investigations and enforcement actions and internal investigations in the areas of auditing and accounting, securities fraud, and related aspects of federal regulatory and criminal law. He also counsels clients on compliance with SEC and PCAOB rules and standards. Prior to joining Gibson Dunn, Mr. Ware spent nearly six years at the PCAOB’s Division of Enforcement and Investigations, rising to the position of Associate Director.

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Matthew B. Greenblatt

Senior Managing Director
FTI Consulting, Inc.

Matthew Greenblatt is a Senior Managing Director at FTI Consulting and is based in New York. Matt has almost 30 years of experience in forensic accounting and internal investigations; investigations of Ponzi schemes; auditing and accounting matters; litigation consulting; post-acquisition and shareholder disputes; and advising troubled companies.

Mr. Greenblatt has conducted multiple forensic investigations in connection with cases involving diversions of funds and fraudulent accounting activity by management and continues to manage a team of professionals and forensic accountants in connection with FTI’s retention by the trustee under SIPA in the Madoff matter, continuing to serve as an expert witness in the trustee’s efforts to recover billions of dollars for the victims.


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