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Navigating DOJ Enforcements: Compliance and Best Practices


Level: Intermediate
Runtime: 61 minutes
Recorded Date: November 19, 2024
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Agenda

  • DOJ's corporate crime initiatives
  • Deferred prosecution agreements (DPAs) amd settlements
  • Internal investigations and responding to DOJ inquiries
  • Criminal antitrust investigations
  • Coordination with multiple enforcement bodies
  • Q&A and takeaways

For NY - Difficulty Level: Both newly admitted and experienced attorneys

Description

Corporations face increasing challenges in navigating the complex landscape of Department of Justice (DOJ) investigations in an era of heightened scrutiny and rigorous enforcement. This session will provide best practices for managing and mitigating risks associated DOJ actions.

Discussion topics include:
  • Understanding the latest trends and priorities in enforcement and high-profile cases with implications for corporate practices and policies
  • Best practices for responding to DOJ investigations and criminal inquiries; and strategies for internal investigations, cooperation with authorities, and managing external communications
  • Proactive measures to mitigate risks and ensure compliance with relevant laws and regulations. How to equip your organization with the tools and knowledge to stay ahead of evolving enforcement priorities

Provided By

General Counsel Conference
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Panelists

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Xavier Cunningham

Supervisory Attorney Advisor
Department of Justice

Supervisory Attorney Advisor at the U.S. Department of Justice. Admitted to the New York State Bar and the Southern District of New York

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Michael Clarke

VP, Deputy General Counsel & Chief Compliance Officer
ConvaTec

Michael R. Clarke, JD, CCEP is Deputy General Counsel & Global Chief Compliance officer for ConvaTec, Inc., a global medical technology company. For over 18 years, he has created and managed global compliance programs for life sciences and healthcare entities, educating employees and third parties on business ethics practices; managing third party corruption, mitigating fraud and bribery risks; and overseeing internal investigations. In addition, he counsels internal clients on global employment issues.

Previously, Michael practiced law for 14 years, most recently as a litigation partner with Drinker Biddle & Reath LLP, now known as Faegre Drinker, as an associate with other firms and as an Assistant Deputy Public Defender in Essex County, New Jersey. He is a Certified Compliance and Ethics Professional and has spoken at numerous industry events on creating and managing global ethics & compliance programs. Michael Clarke received his J.D. from Cornell Law School and his A.B. from Brown University.

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Eric Morehead

Director, Advisory Services
LRN Corporation

Eric Morehead is Director of LRN’s Advisory Services and has more than 25 years’ experience working with organizations seeking to address compliance issues and build effective compliance and ethics programs. Eric conducts program assessments and examines specific compliance risks, he drafts compliance policies and codes of conduct, works with organizations to build and improve their compliance processes and tools, and provides live training for Boards of Directors, executives, managers and employees.

Eric ran his own consultancy for six years where he advised clients on compliance program enhancements and assisted in creating effective compliance solutions.

Eric was formally the Head of Advisory Services for NYSE Governance Services, a leading compliance training organization, where he was responsible for all aspects of NYSE Governance Services’ compliance consulting arm. Prior to joining NYSE, Eric was an Assistant General Counsel of the United States Sentencing Commission in Washington, DC. Eric served as the chair of the policy team that amended the Organizational Sentencing Guidelines in 2010. Eric also spent nearly a decade as a litigation attorney in Houston, Texas where he focused on white-collar and regulatory cases and represented clients at trial and before various agencies including SEC, OSHA and CFTC.


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