Alaska (AK) Regulatory Law CLE Course Catalog

As the FTC intensifies its enforcement activities, general counsels must stay ahead of the curve to ensure their organizations remain compliant. This session will delve into the current trends in FTC enforcement, providing a comprehensive overview of recent actions, including the non-compete rule, and offer practical guidance on best practices for compliance.

Navigating a government investigation is a critical test for your organization's legal and compliance program. This session will guide you through the essential steps to take when allegations surface, including making informed decisions about the investigation's direction, leadership, goals, and scope.

As antitrust law evolves, it becomes increasingly critical for businesses not just to comply with these laws, but to strategically anticipate and mitigate risks posed by shifting regulatory landscapes. This session will help attendees better understand these changes and protect their organizations effectively.

As artificial intelligence (AI) continues to revolutionize various industries, the legal sector faces unique challenges and opportunities. This session aims to empower general counsels with the knowledge and tools needed to effectively navigate AI adoption within their organizations.

The panel emphasizes the need for financial firms, particularly asset managers and broker-dealers, to strengthen their compliance and self-reporting practices in light of increased scrutiny from the SEC and complex regulatory challenges. With the SEC intensifying its enforcement efforts, firms must prioritize accurate trade reporting and maintain robust client information systems to navigate regulatory obligations effectively.

The panel discusses the impact of AI on securities enforcement and regulation, particularly the SEC's intensified focus on misleading claims associated with AI technologies. Recent actions taken against firms that misrepresented AI in their investment services illustrate regulators' commitment to addressing these issues amid a backdrop of rising pressure for companies to integrate AI.

The SEC's enforcement practices are evolving due to Supreme Court rulings, constitutional concerns, and a focus on serious fraud cases, especially in the crypto sector. Recent dismissals signal a strategic shift, while proactive legal challenges increase. The agency emphasizes self-reporting for cooperation credit amid heightened scrutiny.

In this course, expert counselor in compliance and global trade regulations, Carolyn Schroll of Kelley Drye & Warren LLP, will provide a comprehensive analysis of FCPA enforcement trends. She will examine recent enforcement actions and changes to FCPA policies and compliance guidance, highlight key challenges, and offer invaluable compliance strategies to mitigate legal risks.

In an increasingly regulated business landscape, it is crucial for organizations to be prepared when regulators come knocking at their doors. Step into the regulatory realm as this session will provide an exclusive glimpse into the evolving landscape of legal compliance and unique insights directly from the source. Our distinguished panel of regulators will explore the priorities, trends, and expectations shaping regulatory frameworks for 2024 and beyond.