Attention:
Card image cap

Alaska (AK) Securities CLE Course Catalog

Explore our entire library of CLE courses. Search the whole catalog or filter courses by state, practice area, provider, credit type, and format

Sort by
↓

All CLE Courses For Alaska (AK) Securities

Card image cap
44 minutes
cc
Developments in SEC Rulemaking for Cybersecurity, Climate, Private Funds and More
A panel of experts discusses the SEC's active rulemaking agenda, emphasizing its impact on cybersecurity, private funds, ESG, SPACs, and other areas. The discussion focuses on deterring and detecting cyber threats, improving communication and visibility for cybersecurity incidents, and adapting to the evolving regulatory landscape.

Securities Docket

$75

Add to Cart

8 Credit States

More Details
Card image cap
45 minutes
cc
SEC Enforcement and Regulation of Asset Managers, Broker-Dealers, Private Funds and Hedge Funds
A panel of experts discusses the heightened scrutiny and enforcement actions by the SEC against financial firms for compliance violations, emphasizing the need for policy and technological adjustments to mitigate risks and avoid penalties.

Securities Docket

$75

Add to Cart

7 Credit States

More Details
Card image cap
-1
45 minutes
cc
The Rise of AI and its Impact on Securities Enforcement, Regulation and Compliance
A panel of experts discusses how AI is transforming securities enforcement, regulation, compliance, and practice, examining the SEC's use of AI, proposed regulations, ethical concerns, and the need for firms to adapt policies and technologies to manage risks and comply with evolving standards.

Securities Docket

$75

Add to Cart

7 Credit States

More Details
Card image cap
44 minutes
cc
SEC Enforcement of Issuer Disclosure, Financial Fraud and Auditors
A panel of leading experts discusses the critical importance of accurate financial disclosure and proactive measures to mitigate accounting fraud risks, emphasizing the increase in SEC enforcement actions, notable cases, and the need for stringent accounting controls.

Securities Docket

$75

Add to Cart

8 Credit States

More Details
Card image cap
44 minutes
cc
Key SEC Cases, Legislation and Regulatory Outlook for Digital Assets and Cryptocurrency
A panel of leading experts discusses the government's intensified efforts against money laundering and fraud in the digital assets and cryptocurrency space, highlighting significant litigation involving Ripple, Terraform, and Coinbase, and emphasizing the need for regulatory clarity in the crypto industry.

Securities Docket

$75

Add to Cart

7 Credit States

More Details
Card image cap
45 minutes
cc
Insider Trading Trends, Cases and Prosecutions in 2024
Industry experts discuss the SEC and DOJ’s prioritization of insider trading cases, focusing on individuals and companies handling material non-public information, leveraging data analytics, and emphasizing strong compliance programs to prevent such behavior.

Securities Docket

$75

Add to Cart

8 Credit States

More Details
Card image cap
45 minutes
cc
SEC Practice 360 Degrees - Managing Each Stage of an SEC Administrative Proceeding or Litigation
Experts in securities enforcement discuss the SEC's aggressive enforcement stance, focusing on significant trials, virtual and hybrid testimony, gatekeeper and individual liability, compliance sweeps, data analytics, and the impact of the Supreme Court on administrative proceedings.

Securities Docket

$75

Add to Cart

7 Credit States

More Details
Card image cap
45 minutes
cc
The SEC Ramps Up its Scrutiny of Asset Managers, Broker-Dealers and Other Financial Firms
A panel of experts discusses issues such as electronic communications use, cooperation, and managing an investigation. Firms are advised to prepare for upcoming regulatory changes, prioritize implementing quick changes, and focus on staying ahead of industry changes and technology.

Securities Docket

$75

Add to Cart

9 Credit States

More Details
Card image cap
45 minutes
cc
Insider Trading Trends - Key Cases and Enforcement Priorities
Insider trading enforcement is evolving, with a focus on data analytics and communication channels. Firms must actively prevent insider trading and enforce barriers, though preventing misuse of information by employees can be difficult. Panelists discuss recent cases and trends in enforcement.

Securities Docket

$75

Add to Cart

8 Credit States

More Details
    s