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Corporate Compliance CLE Course Catalog

Explore our entire library of CLE courses. Search the whole catalog or filter courses by state, practice area, provider, credit type, and format

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All CLE Courses For Corporate Compliance

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45 minutes
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The SEC Ramps Up its Scrutiny of Asset Managers, Broker-Dealers and Other Financial Firms
A panel of experts discusses issues such as electronic communications use, cooperation, and managing an investigation. Firms are advised to prepare for upcoming regulatory changes, prioritize implementing quick changes, and focus on staying ahead of industry changes and technology.

Securities Docket

$75

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60 minutes
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Compliance in Flux: Navigating Risks Amidst Ever Evolving Regulations
This engaging session will explore the intricacies of managing compliance in the face of evolving legal landscapes. Join as our expert panelists provide practical strategies to proactively monitor regulatory changes, navigate risks and ensure organizational resilience.

General Counsel Conference

$65

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-1
63 minutes
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Anticipating The Changing Terrain: Exploring 2024 M&A Trends
Join this panel of industry experts as they discuss a range of topics, including the impact of global events and economic conditions on M&A activity, emerging regulatory trends, and the role of technology in shaping deal-making strategies.

General Counsel Conference

$65

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59 minutes
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Future Proofing Your Organization to Minimize the Impact of Your Next Crisis
This panel will focus on strategies leaders should implement to help their teams get ahead of a crisis, minimize its impact and avoid it as much as possible overall. While you can't always predict what's coming around the corner for your organization, you will walk away from this session with tools that help leaders shift to rewarding efforts in preparing for and minimizing future crises.

General Counsel Conference

$65

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60 minutes
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From Policy to Practice: Privacy Compliance in the Shifting Regulatory Landscape
Join this session as our privacy experts review existing privacy laws, and share their insights into navigating the upcoming risks and changes expected in the privacy space.

General Counsel Conference

$65

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-1
59 minutes
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Behind the Curtain: The Regulator's Perspective for 2024 and Beyond
Step into the regulatory realm as this session will provide an exclusive glimpse into the evolving landscape of legal compliance and unique insights directly from the source. Our distinguished panel of regulators will explore the priorities, trends, and expectations shaping regulatory frameworks for 2024 and beyond.

General Counsel Conference

$65

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45 minutes
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Whistleblower Update - The Impact on Corporations and SEC Enforcement
A panel of experts discuss whistleblower actions, whistleblower investigations, and best practices in the event of a whistleblower report. The panel breaks down how companies must prioritize whistleblower protection and compliance with federal securities law to avoid SEC enforcement actions.

Securities Docket

$75

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43 minutes
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The Impact of AI on Securities Enforcement, Regulation, Compliance and Practice
AI is greatly impacting securities enforcement, regulation, compliance, and practice, requiring companies and regulators to address associated risks and challenges. This panel discusses the increasing risks and regulations around AI in finance. Experts discuss best practices.

Securities Docket

$75

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45 minutes
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Masterclass - Managing a True Corporate Crisis or Major Internal Investigation
Organizations facing corporate crises and must prioritize strong compliance and crisis management plans. This expert panel discuss how to address risks that arise in the event of a crisis, including assessing the severity, establishing clear reporting lines, and controlling communication.

Securities Docket

$75

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