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Securities CLE Course Catalog

Explore our entire library of CLE courses. Search the whole catalog or filter courses by state, practice area, provider, credit type, and format

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All CLE Courses For Securities

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56 minutes
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Securities Law in Focus: A Look Ahead at the Shaping Litigation Trends in 2024
Join experienced securities litigation practitioners Michael Lindh (Cornerstone Research) and Angela M. Liu (Dechert LLP), who will dissect and deliberate the paramount challenges and opportunities within securities law. By scrutinizing recent litigation cases, regulatory modifications, and ever-shifting market dynamics, attendees will be equipped with invaluable insights to not just keep pace but thrive within the ever-evolving landscape of securities litigation.

The Knowledge Group

$75

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57 minutes
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Latest Updates on FINRA Arbitration Rules: Effective Litigation Strategies Explored
Listen as experienced securities lawyers Debra A. Jenks, Esq. (Debra A. Jenks, P.A.) and Meredith Jowers Lees (Rumberger, Kirk & Caldwell, P.A) as they provide a comprehensive discussion of the latest trends and developments in FINRA arbitration. Speakers, among other things, will also offer critical steps and strategies in this rapidly evolving legal climate.

The Knowledge Group

$75

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57 minutes
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FINRA Arbitration: Current Issues and Practice Tips for 2023
In this program, securities lawyer Heather B. Middleton (Riker Danzig LLP) and commercial litigator Peter J. Tepley (Rumberger Kirk) will discuss the significant updates and key issues surrounding FINRA arbitration. The distinguished speakers will also share practical tips to prepare you for a FINRA arbitration case.

The Knowledge Group

$75

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56 minutes
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New Developments in the SEC’s Executive Compensation Rules
Listen as experienced economic consultants Simona Mola and Kyla Wethli from Cornerstone Research provide a comprehensive discussion of the latest regulations and enforcement trends concerning executive compensation.

The Knowledge Group

$75

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67 minutes
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Modern Leadership in Law: Navigating Change, Driving Innovation, and Uniting the Ecosystem - NOT CLE
The contemporary legal landscape is in flux, driven by technological advancements, market volatility, and complex client demands. Steering law firms through this intricate matrix requires a unique blend of leadership traits, ones that embrace innovation, champion resilience, and foster collaboration. This session offers an in-depth exploration into the characteristics of today's law firm leaders and the multifaceted challenges they navigate.

Legalweek

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60 minutes
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Empowering Citizen Developers: Keeping your Experts in Control - NOT CLE
Join our session to explore the world of citizen developers, where subject-matter experts drive AI's potential. Our panelists will discuss their journey to become a citizen developer and will highlight their vital role in AI's era of job disruption to include subjects such as negotiating complex contracts, and supporting sales while pursuing "better", cost effective and efficient solutions.

Legalweek

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62 minutes
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Managing the Avalanche of Short Message and Collaborative Communication Data - NOT CLE
Short message and collaborative communication tools continue to proliferate across the market and present more and more Information Governance and eDiscovery challenges for organizations to grapple with. Our panelists will discuss their best practices, key considerations for short message data governance, and how they manage it in eDiscovery.

Legalweek

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60 minutes
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How the American Arb. Assoc. Embraced AI to Manage Complex Internal Case Files, Forms, Data and External Workflow - NOT CLE
From Ideation to Innovation. Witness how the AAA went from identifying client pain points to building and implementing AI solutions via an innovative and democratic program that jump-started the launch of AI tools to enhance client services. Learn how to build a cross-departmental team that ideates, develops and builds AI solutions centered around solving internal and external client pain points.

Legalweek

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64 minutes
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Practical Implications of Generative AI in Law Firms - NOT CLE
Generative AI has taken the world and the legal industry by storm, even though law librarians and information professionals know that other types of AI have already been in use in databases for years. The panelists will review the current state of generative AI in legal research platforms, including candid comments from directors on the front lines of implementation and testing. The directors will share their experiences with some of these tools as well as talking about the overall AI roadmap, and specifically, what short and long term impact they think AI will have on legal research and the legal market generally. Generative AI is certainly a hop topic in 2023 and this program will ensure attendees get a preview of what is ahead for the rest of 2024.

Legalweek

Available with Unlimited Subscription Only. Learn More

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