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Securities CLE Course Catalog

Explore our entire library of CLE courses. Search the whole catalog or filter courses by state, practice area, provider, credit type, and format

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All CLE Courses For Securities

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61 minutes
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Law.com Pro Insights: The Latest Data and Human Intelligence on Key Trends Impacting the Business of Law - NOT CLE
This session is perfect for anyone involved in the business of law, from law firm leadership and c-suite professionals to all those responsible for crafting and executing strategy across the law firm. Come prepared to learn more on the latest trends, meet the Law.com Pro team and ask questions on what we are hearing on the ground and seeing in the data from Law.com Compass, Law.com Radar, The American Lawyer, Law.com International and so much more.

LWNY 2024

Available with Legal Industry Bundles Only. Learn More

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58 minutes
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Understanding Government Enforcement Priorities and a Focus on Effective Compliance Programs - NOT CLE
The session highlights how shifts in enforcement priorities impact legal strategies and day-to-day operations, both at the corporate level and in law firms. Join us for this enlightening session as we illuminate the complex intersections of law enforcement, corporate strategy, and regulatory compliance in a rapidly changing landscape. Join this session to learn more about retention requirements and technology expectations in government enforcement and compliance matters.

LWNY 2024

Available with Legal Industry Bundles Only. Learn More

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69 minutes
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Law.com Pro Strategic Insights: The Future State of the Industry - NOT CLE
This session, presented by Law.com Pro, will take the themes from our current state of the industry presentation and dive into what is to come. We will bring together experts from law firms, in-house, technology, ALSPs, legal operations, and big data to focus on how the legal profession and the delivery of legal services is likely to evolve over the next 5-10 years.

LWNY 2024

Available with Legal Industry Bundles Only. Learn More

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59 minutes
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What's Next for LLMs? - NOT CLE
What’s on the horizon for LLM providers like OpenAI, Anthropic, Meta and Google? This session will evaluate whether Gen AI fulfilled early expectations for use with legal practice, new use cases, and the pace at which LLMs are advancing. Presenters will also discuss the whether the technology has reached a point of accessibility that furthers access to justice opportunities.

LWNY 2024

Available with Legal Industry Bundles Only. Learn More

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60 minutes
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How to Build Strong Relationships to Drive Successful Digital Transformation - NOT CLE
In today's rapidly evolving legal landscape, the successful implementation of digital transformation projects is contingent upon establishing robust relationships within and beyond your organization. This session will delve into the significance of fostering collaborative and communicative bonds to drive digital transformation initiatives forward. Whether you work on an in-house legal team or at a firm, you will gain valuable insights into relationships' pivotal role in leveraging technology to enhance legal services, streamline processes, and remain competitive in the digital era.

LWNY 2024

Available with Legal Industry Bundles Only. Learn More

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60 minutes
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Deploying Tech Solutions to Grow Your Practice - NOT CLE
Law firm success hinges on the ability to drive consistent revenue and new revenue opportunities. the most successful firms are justifying tech investment, evaluating new business intelligence, marketing, and RFP tools to make revenue generation as efficient and effective as possible.

LWNY 2024

Available with Legal Industry Bundles Only. Learn More

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60 minutes
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Answers, Not Research: Evolving the Paradigm of Intelligent Human-Machine Collaboration - NOT CLE
Domestically and internationally, the corpus of legal information required by lawyers is always growing. While navigation, search, and e-discovery have advanced massively, allowing for masses of data to be searched in minutes, are these steps now becoming obsolete — with contextually aware artificial intelligence systems parsing legal information? This talk explores the use of intelligent technologies to transform the tasks from research to answers.

LWNY 2024

Available with Legal Industry Bundles Only. Learn More

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57 minutes
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AI Empowering Your Law Practice: From Selecting a Tool to Partnering with a Vendor - NOT CLE
This session also covers how to assess the potential risks and benefits, prioritize the best use cases to optimize value for your firm and how to develop an AI-driven innovation plan that aligns with your firm's strategic plan and data strategy. We will also hear from 2 vendors on best practices for partnering with them and others.

LWNY 2024

Available with Legal Industry Bundles Only. Learn More

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58 minutes
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Accounting Fraud & SEC Investigations: Recent Enforcement Initiatives and Compliance Issues
As the SEC’s enforcement activities continue to ramp up and the regulatory landscape remains uncertain, businesses must stay updated and be well-versed on any grounds that would result in potential liability risks. Join experienced regulatory and compliance practitioners as they provide a comprehensive discussion on the recent SEC enforcement actions and considerations for fostering an ethical culture and reducing compliance risks. Speakers, among other things, will also offer best practices and effective compliance strategies amidst the ever-changing legal landscape.

The Knowledge Group

$75

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