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Arizona (AZ) Hedge Funds CLE Course Catalog

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All CLE Courses For Arizona (AZ) Hedge Funds

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44 minutes
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Developments in SEC Rulemaking for Cybersecurity, Climate, Private Funds and More
A panel of experts discusses the SEC's active rulemaking agenda, emphasizing its impact on cybersecurity, private funds, ESG, SPACs, and other areas. The discussion focuses on deterring and detecting cyber threats, improving communication and visibility for cybersecurity incidents, and adapting to the evolving regulatory landscape.

Securities Docket

$75

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8 Credit States

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45 minutes
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SEC Enforcement and Regulation of Asset Managers, Broker-Dealers, Private Funds and Hedge Funds
A panel of experts discusses the heightened scrutiny and enforcement actions by the SEC against financial firms for compliance violations, emphasizing the need for policy and technological adjustments to mitigate risks and avoid penalties.

Securities Docket

$75

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7 Credit States

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