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California CLE Course Catalog

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All CLE Courses For California

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45 minutes
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The SEC's Enforcement of Financial and Accounting Fraud: Key Trends and Cases
Panelists emphasize the repercussions faced for financial disclosure and accounting fraud, discussing the Boeing and Granite Construction cases. Firms are urged to focus on compliance, cooperation, and disclosure controls to mitigate the risk of substantial penalties for misstatements.

Securities Docket

$75

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8 Credit States

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45 minutes
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The SEC Ramps Up its Scrutiny of Asset Managers, Broker-Dealers and Other Financial Firms
A panel of experts discusses issues such as electronic communications use, cooperation, and managing an investigation. Firms are advised to prepare for upcoming regulatory changes, prioritize implementing quick changes, and focus on staying ahead of industry changes and technology.

Securities Docket

$75

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9 Credit States

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45 minutes
cc
Insider Trading Trends - Key Cases and Enforcement Priorities
Insider trading enforcement is evolving, with a focus on data analytics and communication channels. Firms must actively prevent insider trading and enforce barriers, though preventing misuse of information by employees can be difficult. Panelists discuss recent cases and trends in enforcement.

Securities Docket

$75

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8 Credit States

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45 minutes
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Masterclass - How to Keep the SEC From Suing Your Client
Counsel plays a huge role in helping clients avoid SEC lawsuits by addressing business issues, implementing procedures, and being proactive in compliance efforts. In-house counsel and client presence in SEC presentations, remedial efforts, and cooperation can aid in an SEC investigation.

Securities Docket

$75

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9 Credit States

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-1
61 minutes
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The Next Phase of DEI: Overcoming Today's DEI Leadership Challenges & Recommitting to Your DEI Goals
Join this panel of experts for a thought-provoking exploration of implementing policies that foster inclusivity and strategies for maintaining momentum and resilience in the face of setbacks, with the goal of driving meaningful change and progress within your company.

General Counsel Conference

$65

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12 Credit States

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60 minutes
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Compliance in Flux: Navigating Risks Amidst Ever Evolving Regulations
This engaging session will explore the intricacies of managing compliance in the face of evolving legal landscapes. Join as our expert panelists provide practical strategies to proactively monitor regulatory changes, navigate risks and ensure organizational resilience.

General Counsel Conference

$65

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12 Credit States

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60 minutes
cc
Data Governance Unlocked: Finding Robust Solutions for Effective Data Management
In this session, we will dive deep into the complexities of data governance, addressing the unique challenges faced by in-house legal teams and offering practical solutions to harness the power of data effectively and securely.

General Counsel Conference

$65

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11 Credit States

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60 minutes
cc
Global Labor & Employment Environment: Discovering the Perfect Roadmap for Multijurisdictional Companies
In this dynamic session, our expert panelists will explore the intricacies of the global labor and employment landscape and provide invaluable insights for in-house legal professionals navigating these complexities.

General Counsel Conference

$65

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15 Credit States

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-1
46 minutes
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Emotional Intelligence and Mental Health: Striking the Balance of Wellness and Success
Panelists will share insights on how to recognize and address mental health challenges, both in themselves and within their teams, with the aim of fostering a more supportive and empathetic legal community.

General Counsel Conference

$65

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10 Credit States

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