California (CA) Corporate Compliance CLE Course Catalog

Corporations face increasing challenges in navigating the complex landscape of Department of Justice (DOJ) investigations in an era of heightened scrutiny and rigorous enforcement. This session will provide best practices for managing and mitigating risks associated DOJ actions.

The panel of securities lawyers underscores the heightened priority of insider trading enforcement for both the DOJ and SEC, aiming to deter misconduct across all levels of the market. The DOJ and SEC approach is evolving through the adoption of advanced data analytics, remote work adaptations, and enhanced monitoring of electronic communications, resulting in increased scrutiny and aggressive prosecution of insider trading cases.

Effective corporate crisis management and internal investigations rely on proactive communication, stakeholder engagement, and understanding legal implications, especially in cybersecurity and data privacy. Emphasizing self-reporting and cooperation can mitigate penalties, while thorough internal investigations enhance regulatory perceptions and safeguard attorney-client privilege.

In an increasingly regulated business landscape, it is crucial for organizations to be prepared when regulators come knocking at their doors. Step into the regulatory realm as this session will provide an exclusive glimpse into the evolving landscape of legal compliance and unique insights directly from the source. Our distinguished panel of regulators will explore the priorities, trends, and expectations shaping regulatory frameworks for 2024 and beyond.

Staying ahead of compliance challenges is not only imperative for businesses, but it is also absolutely essential for risk mitigation. This engaging session will explore the intricacies of managing compliance in the face of evolving legal landscapes. Join as our expert panelists provide practical strategies to proactively monitor regulatory changes, navigate risks and ensure organizational resilience.

Join Matthew B. Greenblatt of FTI Consulting, Inc. and David C. Ware of Gibson, Dunn & Crutcher LLP, for this CLE program as they delve into strategies and best practices for enhancing corporate governance through effective internal investigations.

A panel of experts discusses how AI is transforming securities enforcement, regulation, compliance, and practice, examining the SEC's use of AI, proposed regulations, ethical concerns, and the need for firms to adapt policies and technologies to manage risks and comply with evolving standards.

This session goes beyond the surface of ESG reporting obligations, providing in-house counsel with actionable insights on how to turn ESG commitments into a value-driven Return on Investment (ROI). Join our expert panelists for an enlightening exploration of the legal dimensions and business advantages of a purpose-driven approach to ESG.

Join us as Michael D. Farber and William Taylor, distinguished experts in the field, lead an in-depth discussion on effective internal investigations. Speakers will analyze best practices for conducting investigations, delve into the legal considerations surrounding internal inquiries, and examine the role of emerging technologies in enhancing investigative processes.