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Connecticut CLE Course Catalog

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All CLE Courses For Connecticut

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45 minutes
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Global Incident Response: Managing Cyber Incidents Impacting Global Enterprises
Global enterprises dealing with global incidents require efficient communication, coordination, and testing of incident response protocols across different jurisdictions to manage and adhere to regulatory mandates effectively. A panel of cybersecurity law experts discusses coordinating responses and best practices.

Securities Docket

$75

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9 Credit States

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47 minutes
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Managing the General Data Protection Regulation (GDPR) After a Cybersecurity Data Breach
Companies in Europe are facing increasing pressure to respond to data breaches, ensuring compliance with GDPR regulations. The rise in data breaches, including those involving personal data and ransomware, has prompted discussions on the importance of immediate action and pre-planning.

Securities Docket

$75

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9 Credit States

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45 minutes
cc
Cybersecurity and Incident Response in Europe - State of Play
Understanding and navigating international cybersecurity incident reporting regulations is essential, given the complex and evolving nature of cybersecurity threats. A panel of experts discusses the importance of preparedness, training, and understanding potential risks.

Securities Docket

$75

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9 Credit States

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45 minutes
cc
The SEC's Enforcement of Financial and Accounting Fraud: Key Trends and Cases
Panelists emphasize the repercussions faced for financial disclosure and accounting fraud, discussing the Boeing and Granite Construction cases. Firms are urged to focus on compliance, cooperation, and disclosure controls to mitigate the risk of substantial penalties for misstatements.

Securities Docket

$75

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8 Credit States

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45 minutes
cc
The SEC Ramps Up its Scrutiny of Asset Managers, Broker-Dealers and Other Financial Firms
A panel of experts discusses issues such as electronic communications use, cooperation, and managing an investigation. Firms are advised to prepare for upcoming regulatory changes, prioritize implementing quick changes, and focus on staying ahead of industry changes and technology.

Securities Docket

$75

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9 Credit States

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45 minutes
cc
Insider Trading Trends - Key Cases and Enforcement Priorities
Insider trading enforcement is evolving, with a focus on data analytics and communication channels. Firms must actively prevent insider trading and enforce barriers, though preventing misuse of information by employees can be difficult. Panelists discuss recent cases and trends in enforcement.

Securities Docket

$75

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8 Credit States

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45 minutes
cc
Masterclass - How to Keep the SEC From Suing Your Client
Counsel plays a huge role in helping clients avoid SEC lawsuits by addressing business issues, implementing procedures, and being proactive in compliance efforts. In-house counsel and client presence in SEC presentations, remedial efforts, and cooperation can aid in an SEC investigation.

Securities Docket

$75

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9 Credit States

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61 minutes
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The Next Phase of DEI: Overcoming Today's DEI Leadership Challenges & Recommitting to Your DEI Goals
Join this panel of experts for a thought-provoking exploration of implementing policies that foster inclusivity and strategies for maintaining momentum and resilience in the face of setbacks, with the goal of driving meaningful change and progress within your company.

General Counsel Conference

$65

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13 Credit States

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60 minutes
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Compliance in Flux: Navigating Risks Amidst Ever Evolving Regulations
This engaging session will explore the intricacies of managing compliance in the face of evolving legal landscapes. Join as our expert panelists provide practical strategies to proactively monitor regulatory changes, navigate risks and ensure organizational resilience.

General Counsel Conference

$65

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13 Credit States

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