Connecticut CLE Course Catalog

The panel discusses the impact of AI on securities enforcement and regulation, particularly the SEC's intensified focus on misleading claims associated with AI technologies. Recent actions taken against firms that misrepresented AI in their investment services illustrate regulators' commitment to addressing these issues amid a backdrop of rising pressure for companies to integrate AI.

The panel examines the critical steps necessary for addressing accounting fraud via the fictional case of “LexCorp,” which is under investigation by the SEC and DOJ following a whistleblower's revelation of inflated tire prices and fabricated documents. This scenario underscores the importance of swift action and effective communication in managing such crises.

The panel discusses the SEC's heightened focus on rulemaking concerning cybersecurity and ESG (Environmental, Social, and Governance) disclosures under Chairman Gensler. This intensified regulatory environment presents both opportunities and challenges for public companies as they navigate evolving global regulatory trends.

The panel of securities lawyers underscores the heightened priority of insider trading enforcement for both the DOJ and SEC, aiming to deter misconduct across all levels of the market. The DOJ and SEC approach is evolving through the adoption of advanced data analytics, remote work adaptations, and enhanced monitoring of electronic communications, resulting in increased scrutiny and aggressive prosecution of insider trading cases.

In this CLE program, James K. Hunsberger of Axinn, Veltrop & Harkrider LLP and Liang Ding of DeHeng Law Offices will provide an in-depth analysis of the latest developments and trends in M&A antitrust enforcement across various jurisdictions. Speakers will discuss key policy changes, significant enforcement actions, and regulatory updates under the current U.S. administration and forecast potential shifts under the next U.S. administration. They will also delve into global M&A antitrust dynamics, including new regulations in China, the evolving role of subsidies, and the impact of cross-border cooperation among antitrust authorities.

Join Gregory Smith of Berkeley Research Group, LLC and Jack Roberts of Charles River Associates as they provide a comprehensive guide to mastering the art of demonstrating and recouping lost profit damages, offering practical insights and strategies to enhance accuracy and effectiveness in calculating and recovering lost profits.

Join us as Stephen O’Byrne of Shareholder Value Advisors Inc. explains the new Rule, shows how to use the reported data to calculate these key dimensions of executive pay, reports his findings on pay alignment and performance-adjusted cost for 900 public company CEOs and shows how the calculated pay dimensions can be used to guide better incentive plan design.

Effective corporate crisis management and internal investigations rely on proactive communication, stakeholder engagement, and understanding legal implications, especially in cybersecurity and data privacy. Emphasizing self-reporting and cooperation can mitigate penalties, while thorough internal investigations enhance regulatory perceptions and safeguard attorney-client privilege.

In this program, the speakers will explore practical strategies for fostering a more inclusive workplace, address the challenges and opportunities of implementing DEI initiatives, and highlight the profound impact that diverse teams can have on legal practice and client outcomes. Attendees will gain valuable insights into best practices for promoting equity and inclusion, learn how to overcome common barriers to diversity, and discover actionable steps to create a culture of belonging within their organizations.