Connecticut (CT) Finance CLE Course Catalog

A panel of experts discusses the SEC’s new rulemaking agenda relating to special purpose acquisition companies (SPACs), ESG, and cybersecurity breaches. This initiative aims to encourage innovation and provide reliable information for investors and customers.

Join James W. Sandy, Member, and Paul J. Lysobey, Associate at McGlinchey Stafford PLLC, as they delve deep into the ever-changing landscape of consumer finance regulations and litigation trends. Speakers will also provide valuable insights into the latest updates and trends shaping the consumer finance industry.

Join Mike Woeber of Corporate Tax Advisors, Inc. and Michael Silvio of MGO LLP, as they embark on a comprehensive exploration of R&D tax credits. They will provide invaluable insights and actionable strategies to empower organizations to fully leverage these credits. From deciphering qualifying activities and expenditures to mastering documentation requirements, our speakers will guide you through the latest changes and updates in R&D tax credit regulations, so you remain at the forefront of industry knowledge. A thorough review of the current regulations from the Internal Revenue Service related to the Sec. 174 R&D Capitalization will also be discussed along with how this will impact the credit. Speakers will also discuss potential legislation in this area.

Join experienced securities arbitration practitioners Rebecca A. Beers and Debra A. Jenks, Esq. as they delve into the latest trends and pivotal developments in FINRA arbitration and enforcement. The speakers will also provide invaluable insights on the current regulatory focus as well as provide best practices for maintaining compliance in this dynamic financial environment.

In this program, a panel of thought leaders and practitioners assembled by The Knowledge Group will discuss the recent and significant tax controversies. The speakers will provide best approaches on how to effectively navigate the complexities of tax disputes and safeguard their financial stability.

Consumers want more services and solutions from their financial providers and FinTech will continue to be a driving force in 2023-2024 with AI, Machine Learning, Blockchain, embedded finance, SaaS and Open Banking taking center stage. How can you help your company prepare for the risks associated with the technological innovations driving FinTech? -Show me the money" The impact of SVB on FinTech providers (and banks?) - Getting comfortable with the unknown" How to manage an unknown regulatory landscape - Future of FinTech

Listen as experienced tax attorneys W. Curtis Elliott, Jr. (Culp Elliott & Carpenter PLLC) and Michael Dana (Husch Blackwell LLP) provide a comprehensive discussion of the recent trends and developments in federal tax regulation. Speakers, among other things, will offer practical compliance tips and strategies in this ever-changing regulatory landscape.

As the legal environment and market conditions continue to shift, businesses concerned must keep up to date with current and emerging developments to implement proper lease controls and avoid potential risks. Join a panel of key thought leaders and distinguished experts as they provide the audience with an in-depth analysis of the latest trends, opportunities, and challenges in lease administration. Speakers will also offer effective strategies to help businesses navigate this evolving regulatory paradigm.

Consumer financial service regulators have been actively expanding their reach and authority over financial institutions, nonbank partners, and service providers over an increasing number of business practices. Since much of this expansion is accomplished without formal rulemaking, it is important for financial service companies to stay on top of the informal agency guidance and actions. We will discuss the latest regulatory trends and developments and what to watch for in 2023 from agencies including the Consumer Financial Protection Bureau (CFPB), Federal Trade Commission (FTC), and Office of the Comptroller of the Currency (OCC). We will also discuss notable enforcement actions and litigation in these regulatory areas.