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Connecticut (CT) White Collar Law CLE Course Catalog

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All CLE Courses For Connecticut (CT) White Collar Law

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45 minutes
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Insider Trading Trends, Cases and Prosecutions in 2024
Industry experts discuss the SEC and DOJ’s prioritization of insider trading cases, focusing on individuals and companies handling material non-public information, leveraging data analytics, and emphasizing strong compliance programs to prevent such behavior.

Securities Docket

$75

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45 minutes
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Insider Trading Trends - Key Cases and Enforcement Priorities
Insider trading enforcement is evolving, with a focus on data analytics and communication channels. Firms must actively prevent insider trading and enforce barriers, though preventing misuse of information by employees can be difficult. Panelists discuss recent cases and trends in enforcement.

Securities Docket

$75

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45 minutes
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Silicon Valley Spotlight – Securities Regulation, Enforcement and Prosecution Trends
Expert panelists discuss recent scrutiny on compliance and recordkeeping requirements in Silicon Valley. Despite the benefits of cooperation with regulatory agencies, recent cases indicate that charges and penalties can still ensue, highlighting the importance of thorough compliance strategies.

Securities Docket

$75

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58 minutes
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Accounting Fraud & SEC Investigations: Recent Enforcement Initiatives and Compliance Issues
As the SEC’s enforcement activities continue to ramp up and the regulatory landscape remains uncertain, businesses must stay updated and be well-versed on any grounds that would result in potential liability risks. Join experienced regulatory and compliance practitioners as they provide a comprehensive discussion on the recent SEC enforcement actions and considerations for fostering an ethical culture and reducing compliance risks. Speakers, among other things, will also offer best practices and effective compliance strategies amidst the ever-changing legal landscape.

The Knowledge Group

$75

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57 minutes
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White Collar Enforcement: Exploring Major Changes in the DOJ's Corporate Enforcement Efforts
Listen as experienced white collar litigator Vince Farhat (Jeffer Mangels Butler & Mitchell LLP) provide the audience with an in-depth discussion of the latest enforcement trends and developments surrounding white-collar crime. Speakers, among other things, will offer practical strategies to comply with this ever-changing regulatory landscape.

The Knowledge Group

$75

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61 minutes
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Investigations Double Play: Five Lessons from White-Collar Investigations and Conducting Defensible Internal Investigations
There are few things senior executives fear more than criminal prosecution, and that's with good reason because being prosecuted can ruin lives, reputations, finances -- both corporate and personal -- marriages, and families. This program provides practical advice for counsel on how their companies can seek to avoid triggering a criminal investigation and what to do if you're faced with one. With whistleblower complaints skyrocketing, how can companies conduct internal investigations that will be defensible to the SEC and other regulators? This program shares five key lessons for in-house lawyers as they are considering launching, managing and reporting the results of internal investigations.

New Media Legal

$75

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57 minutes
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LJN Webinar Series: Business Crimes - Climate Change Risk: The New SEC Disclosure Rules
Given the massive amount of dollars being poured into ESG funds and the SEC’s renewed focus on both the funds and the companies in the funds, there is no time like the present for companies to engage in an assessment of their climate risks and how these risks and the status of the companies’ ESG goals are being relayed to investors.

Law Journal Newsletters

$65

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59 minutes
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Examining the Latest Trends in Investigations, Enforcement, and Litigation
During this session, we will discuss the status of investigations, enforcement, and litigation and whether or not legal departments have been seeing an uptick. Additionally, some of the discussion will focus on permanent changes to the investigations, enforcement, and litigation processes as a result of the pandemic.

General Counsel Conference

$65

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56 minutes
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Government Enforcement: White Collar and Corporate Crime
When the world went on lockdown and many workers went remote, concerns over unchecked white collar crime by employees intensified. SEC and DOJ enforcement continued and will pick up speed as courts reopen and investigations involve more in-person interactions. Join our expert panelists as they discuss changes in investigations in the last year, updates on DOJ and SEC enforcement, and mitigation techniques to protect your business from employee fraud, insider trading, bribery and other misconduct.

Women, Influence & Power in Law Conference

$65

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