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Illinois (IL) Corporate Finance CLE Course Catalog

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All CLE Courses For Illinois (IL) Corporate Finance

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60 minutes
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More than a Reporting Obligation: Generating a ROI from ESG Initiatives
This session goes beyond the surface of ESG reporting obligations, providing in-house counsel with actionable insights on how to turn ESG commitments into a value-driven Return on Investment (ROI). Join our expert panelists for an enlightening exploration of the legal dimensions and business advantages of a purpose-driven approach to ESG.

General Counsel Conference

$65

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13 Credit States

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45 minutes
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Masterclass - How to Keep the SEC From Suing Your Client
Counsel plays a huge role in helping clients avoid SEC lawsuits by addressing business issues, implementing procedures, and being proactive in compliance efforts. In-house counsel and client presence in SEC presentations, remedial efforts, and cooperation can aid in an SEC investigation.

Securities Docket

$75

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9 Credit States

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46 minutes
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Insider Trading 360 - Enforcement Trends, Sweeps, Key Cases and Prosecutions
This expert panel discusses recent trends in SEC and DOJ insider trading cases. Experts discuss the new 10b5-1 plan amendments. The importance of information security and training to prevent insider trading is highlighted, along with challenges in securing evidence for prosecution.

Securities Docket

$75

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9 Credit States

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45 minutes
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Financial Firms in the SEC's Crosshairs - Key Developments
Financial firms such as asset managers, broker-dealers, private funds, and others face scrutiny and fines from the SEC for compliance failures. Expert panelists discuss how financial firms are facing increased scrutiny and large fines from the SEC for compliance failures, particularly concerning communication records and marketing rules.

Securities Docket

$75

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9 Credit States

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45 minutes
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Financial Disclosure and Accounting Fraud
Companies are urged to prioritize timely and comprehensive financial disclosure, cooperation, and rebuilding accounts in cases of accounting fraud to avoid enforcement actions and negative market effects, as discussed by SEC and private sector panelists.

Securities Docket

$75

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8 Credit States

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43 minutes
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The SEC's Scrutiny of Asset Managers - Key Developments for Broker-Dealers, Private Funds and Hedge Funds
Financial firms are under heightened scrutiny from the SEC, facing investigations and potential penalties for violations related to off-channel communication, recordkeeping and other matters. Expert panelists discuss proactive measures for asset managers and others in cooperating with the SEC to reduce penalties.

Securities Docket

$75

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9 Credit States

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