Attention:
Card image cap

Illinois (IL) Finance CLE Course Catalog

Explore our entire library of CLE courses. Search the whole catalog or filter courses by state, practice area, provider, credit type, and format

Sort by

All CLE Courses For Illinois (IL) Finance

Card image cap
60 minutes
cc
More than a Reporting Obligation: Generating a ROI from ESG Initiatives
This session goes beyond the surface of ESG reporting obligations, providing in-house counsel with actionable insights on how to turn ESG commitments into a value-driven Return on Investment (ROI). Join our expert panelists for an enlightening exploration of the legal dimensions and business advantages of a purpose-driven approach to ESG.

General Counsel Conference

$65

Add to Cart
Card image cap
45 minutes
cc
The SEC Ramps Up its Scrutiny of Asset Managers, Broker-Dealers and Other Financial Firms
A panel of experts discusses issues such as electronic communications use, cooperation, and managing an investigation. Firms are advised to prepare for upcoming regulatory changes, prioritize implementing quick changes, and focus on staying ahead of industry changes and technology.

Securities Docket

$75

Add to Cart
Card image cap
45 minutes
cc
Masterclass - How to Keep the SEC From Suing Your Client
Counsel plays a huge role in helping clients avoid SEC lawsuits by addressing business issues, implementing procedures, and being proactive in compliance efforts. In-house counsel and client presence in SEC presentations, remedial efforts, and cooperation can aid in an SEC investigation.

Securities Docket

$75

Add to Cart
Card image cap
45 minutes
cc
Financial Firms in the SEC's Crosshairs - Key Developments
Financial firms such as asset managers, broker-dealers, private funds, and others face scrutiny and fines from the SEC for compliance failures. Expert panelists discuss how financial firms are facing increased scrutiny and large fines from the SEC for compliance failures, particularly concerning communication records and marketing rules.

Securities Docket

$75

Add to Cart
Card image cap
45 minutes
cc
Financial Disclosure and Accounting Fraud
Companies are urged to prioritize timely and comprehensive financial disclosure, cooperation, and rebuilding accounts in cases of accounting fraud to avoid enforcement actions and negative market effects, as discussed by SEC and private sector panelists.

Securities Docket

$75

Add to Cart
Card image cap
45 minutes
cc
SEC Rulemaking for SPACs, ESG, Cybersecurity and More – The Impact on Issuers and Regulated Entities
A panel of experts discusses the SEC’s new rulemaking agenda relating to special purpose acquisition companies (SPACs), ESG, and cybersecurity breaches. This initiative aims to encourage innovation and provide reliable information for investors and customers.

Securities Docket

$75

Add to Cart
Card image cap
57 minutes
cc
Regulatory Pulse: Exploring Consumer Finance Updates and Trends
Join James W. Sandy, Member, and Paul J. Lysobey, Associate at McGlinchey Stafford PLLC, as they delve deep into the ever-changing landscape of consumer finance regulations and litigation trends. Speakers will also provide valuable insights into the latest updates and trends shaping the consumer finance industry.

The Knowledge Group

$75

Add to Cart
Card image cap
-1
56 minutes
cc
Unleashing R&D Tax Credits: Navigating Change for Maximum Benefit and Innovation
Join Mike Woeber of Corporate Tax Advisors, Inc. and Michael Silvio of MGO LLP, as they embark on a comprehensive exploration of R&D tax credits. They will provide invaluable insights and actionable strategies to empower organizations to fully leverage these credits. From deciphering qualifying activities and expenditures to mastering documentation requirements, our speakers will guide you through the latest changes and updates in R&D tax credit regulations, so you remain at the forefront of industry knowledge. A thorough review of the current regulations from the Internal Revenue Service related to the Sec. 174 R&D Capitalization will also be discussed along with how this will impact the credit. Speakers will also discuss potential legislation in this area.

The Knowledge Group

$75

Add to Cart
Card image cap
56 minutes
cc
Recent Trends and Key Issues in FINRA Arbitration and Enforcement
Join experienced securities arbitration practitioners Rebecca A. Beers and Debra A. Jenks, Esq. as they delve into the latest trends and pivotal developments in FINRA arbitration and enforcement. The speakers will also provide invaluable insights on the current regulatory focus as well as provide best practices for maintaining compliance in this dynamic financial environment.

The Knowledge Group

$75

Add to Cart
    s