Kentucky (KY) Corporate Compliance CLE Course Catalog

An expert panel including counsel from the SEC discusses how managing a corporate crisis or major internal investigation requires a delicate balance of assessing the impact on disclosure and regulators and engaging with various stakeholders. Auditors play a crucial role in assessing evidence, collaborating with boards/counsel, and navigating independence issues.

It is critical for companies to handle internal investigations diligently, ensuring they're independent and cooperative. Expert panelists recommend communicating openly with the SEC and how to find the right balance when being transparent with findings.